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Our Services

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Regulatory Compliance

Financial Conduct Authority (FCA)-Prudential Regulatory Authority (FCA) compliance expertise in areas of Past Business Review, Root Cause Analysis, Financial Crime, Artificial Intelligence (AI), Risk, Project Management and Business Transformation.

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Investment Review

Investment Banking Review, Compliance and analysis in the areas of Client Onboarding, Legal Transition, AML, MIFID, ISDA, and FATCA.

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Financial Planning

Quality Assurance and Accreditation in providing holistic Financial Planning Advice, Treating Customers Fairly, Suitability Reports to meet individual need, organisational and regulatory benchmarks.

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